Business Economics 271
Prof. John W. Sell

PORTFOLIO PROJECT

Description | Paper Format

This project is an opportunity for you to test our classroom theories empirically. It should begin this week. You are to construct a hypothetical portfolio, keep track of its value for the semester, and evaluate its performance. How your portfolio actually performs is irrelevant to your grade, but how you evaluate it counts 20%. Papers are due in class on Thursday December 7, 2006 and are to be typewritten (word processed) and double spaced. Projects submitted late will receive a grade of zero.  You are expected to do this project independently without outside help from others.

Instructions:
1. Choose a portfolio of any dollar amount containing ten different securities consisting of at least two common stocks from each of the three major exchanges (NYSE, ASE, NASDAQ) and at least two corporate bonds. Make round-lot purchases only.

2. Use Excel to record the price of each security at Friday's closing prices (listed in Saturday's Wall Street Journal) for this and the next fourteen weeks. Also record the closing value of the Russell 3000 market index for each week. On a weekly basis, compute the total value of the portfolio and the rate of return on both the portfolio and the market index. You will have fifteen values and fourteen rates of return for each. You may buy and sell securities, but the proportions listed above must be maintained. The market value of new securities purchased cannot exceed the proceeds from the securities sold. Any cash balances are assumed to earn the T-bill rate of interest.

3. When your data are complete, compute:

4. Briefly answer the following questions:

PORTFOLIO PROJECT FORMAT

The text (except as indicated below) should by typewritten and double spaced. Calculations and spreadsheet working papers sufficient to support your conclusions must be included in an organized and comprehensible form, but need not be typed. The format of your paper should be as follows:

I. Cover Page

Place your name and the date at the top of the front page of your report. Below this, single spaced, list the names of the securities included in your portfolio at the present time, the exchanges on which they can be found, and the number of shares held of each. After these, list the names of any securities that you previously held, the number of shares, and the date they were sold.

You should also list on this page the summary statistics for your portfolio and for the market. Include the mean weekly return, the standard deviation of these returns, the portfolio alpha and beta, and the Sharpe, Treynor, and Jensen measures of your portfolio's performance. (Remember to use the riskless rate of interest found at the beginning of the course, and to divide this annual rate by 52 in order to get the weekly rate consistent with the rest of your data.)

II. Analysis Pages

The analysis of your portfolio follows the cover page. This would include, but is not limited to, answering the questions from Part 4 of the portfolio project description distributed at the beginning of the course. Be sure to include here a graph of your portfolio's characteristic line.

III. Supporting Documents

Computations and the spreadsheet reports necessary to support your statistics and analysis should be included at the end of the paper. These should be legible and arranged in an orderly fashion.


Revised 15 August 2006 by Jws.